SIE Exam — Mock Exams & Practice Tests
Prepare for the FINRA SIE with a blueprint-aligned study hub featuring a clear syllabus, topic weights, sample questions, and realistic full-length mock exams.
Build a strong foundation for a career in securities with the Securities Industry Essentials (SIE). This hub turns the official exam outline into an actionable plan—so you can focus on high-weight topics, practice exam-style questions, and gain the test-day speed and confidence you need.
Inside this SIE hub you’ll find:
- Overview & format to understand structure, timing, and topic emphasis
- Syllabus mapped from outline → topics → sections → learning objectives
- Practice & mock exams with timed modes and detailed explanations
- Cheatsheets & updates covering key rules, formulas, and blueprint changes
How to use this hub: start with the overview, skim the syllabus to scope your study, drill weak areas, then rotate through full-length mock exams. Study on mobile or web, track your progress, and zero in on the concepts that move your score fastest.
Select a section below to begin.
In this section
- SIE Exam Overview — Format, Weights & Who Should Take
Understand the FINRA SIE at a glance: structure, timing, passing score, topic weights, eligibility, retake rules, result validity, and what comes next after you pass.
- SIE Syllabus — Blueprint & Learning Objectives
FINRA SIE syllabus mapped to topic weightings with clear learning objectives; includes a bonus compliance module for red-flag escalation.
- SIE Cheatsheet — High-Yield Facts, Formulas & Quick Diagrams
Fast reference for the FINRA SIE: key products and risks, account types, order types, suitability, options breakevens, margin basics, yields and pricing, settlement & lifecycle, communications and ethics. KaTeX formulas and Mermaid diagrams included.
- SIE Practice — Mock Exams & Topic Drills
Launch blueprint-aligned SIE practice: full-length mock exams, timed and untimed drills, mixed reviews, and detailed explanations—mapped to the official content outline.
- SIE FAQ — Common Questions & Quick Answers
Answers to the most common questions about the FINRA SIE exam: format, scoring, timing, retakes, validity window, content weights, test-day rules, online vs. test center, prep strategy, and how SIE pairs with Series 6/7 top‑offs.
- SIE Resources — Official Links & Essentials
Curated official resources for the FINRA Securities Industry Essentials (SIE) exam: exam guide, enrollment, scheduling with Prometric (test center or online), content outline, policies, and candidate prep tools.