FINRA Exams — Mock Exams & Practice Tests

Prepare for FINRA’s U.S. securities licensing exams with blueprint-aligned study hubs designed for focused, efficient prep. Each hub translates the official outline into an actionable syllabus so you can prioritize high-weight topics, build speed with timed mock exams, and reinforce understanding through targeted drills and clear explanations.

What you’ll find in each hub:

• Overview & format: structure, timing, scoring, and topic weights
• Syllabus: outline → topics → sections → learning objectives
• Practice & mocks: realistic exams and focused question sets
• Cheatsheets & updates: key rules, formulas, and blueprint changes

Study on mobile or web, track progress, and concentrate on the areas that move your score fastest. Choose a FINRA exam below to review the syllabus and launch practice when you’re ready.

In this section

• SIE Exam — Mock Exams & Practice Tests
  Prepare for the FINRA SIE with a blueprint-aligned study hub featuring a clear syllabus, topic weights, sample questions, and realistic full-length mock exams.
  • SIE Exam Overview — Format, Weights & Who Should Take
    Understand the FINRA SIE at a glance: structure, timing, passing score, topic weights, eligibility, retake rules, result validity, and what comes next after you pass.
  • SIE Syllabus — Blueprint & Learning Objectives
    FINRA SIE syllabus mapped to topic weightings with clear learning objectives; includes a bonus compliance module for red-flag escalation.
  • SIE Cheatsheet — High-Yield Facts, Formulas & Quick Diagrams
    Fast reference for the FINRA SIE: key products and risks, account types, order types, suitability, options breakevens, margin basics, yields and pricing, settlement & lifecycle, communications and ethics. KaTeX formulas and Mermaid diagrams included.
  • SIE Practice — Mock Exams & Topic Drills
    Launch blueprint-aligned SIE practice: full-length mock exams, timed and untimed drills, mixed reviews, and detailed explanations—mapped to the official content outline.
  • SIE FAQ — Common Questions & Quick Answers
    Answers to the most common questions about the FINRA SIE exam: format, scoring, timing, retakes, validity window, content weights, test-day rules, online vs. test center, prep strategy, and how SIE pairs with Series 6/7 top‑offs.
  • SIE Resources — Official Links & Essentials
    Curated official resources for the FINRA Securities Industry Essentials (SIE) exam: exam guide, enrollment, scheduling with Prometric (test center or online), content outline, policies, and candidate prep tools.